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CAPITAL MARKETS

ASSET MANAGEMENT

FINANCIAL SERVICES Securities Laws

PENSION FUNDS DNB/AFM

INVESTMENT MANAGEMENT AGREEMENTS

FUND STRUCTURING

AIFMD

 

 

 

   

Financial Services Regulation

Advising our clients on market conduct rules for financial products and consumer credit offers and intermediation. The business and commercial objectives of our clients introducing new financial products and credit offers are important to us. We assist translating these into proper compliance with the market conduct rules where our clients engage with large groups of consumers and other non-professional customers.

 

 

Selected Matters

Our team members have advised in respect of a wide range of regulatory topics that are important for the financial industry. We combine a thorough command of the governance of regulated businesses and integrity of business conduct with an indepth understanding of the financial markets and our client's business needs. We have advised banks, financiers, lease companies, consumer credit offerors, financial intermediaries and not-for-profit organisations in their dealings with complex compliance issues and the documentation of transactions.


 

 

News

As a result of the financial crisis that started in the summer of 2007 the financial industry has to face an unprecedented wave of new regulations coming from Brussels, the Haque as well as the supervisory authorities. At FMLA we have an in-depth understanding of these issues and we will continuously track the relevant changes and developments in this area and report on these matters to our clients as part of our service.

 

Financial Services Regulation News

 

 

 

 

 

 

Practice areas

 

 

 

 

 
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