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FMLA

Financial Markets Lawyers

Securities Markets News

Securities Markets News

Reliability testing of (candidate)(co-)policymakers by the AFM and the DCB

3 januari 2014

The Dutch Authority for the Financial Markets (“AFM”) and the Dutch Central Bank (“DCB”) have been given the statutory (...)

Comparison of liability regimes in Member States in relation to the Prospectus Directive

10 juni 2013

The ESMA has published a report on the comparison of liability regimes in Member States in relation to the (...)

ESMA publishes review on short selling regulation

3 juni 2013

The ESMA has published its Technical Advice 2013 evaluating the impact of the Regulation on short selling and certain (...)

AFM acknowledges ESMA guidelines for automated trading and announces policy rule

2 april 2012

In a press release published on 2 April 2012, the Dutch AFM explicitly acknowledges the guidelines recently published by (...)

Pre-trade transparency waivers under MiFID: ESMA publishes amended version of its waiver document

26 maart 2012

Pursuant to the MiFID rules, execution venues are required to make public the current bid and offer prices and (...)

Final text of European regulation on short selling and CDs published in Official Journal

24 maart 2012

On 24 March 2012, the final text of the European regulation on short selling and certain aspects of credit (...)

ECON publishes draft report on proposal for Market Abuse regulation

20 maart 2012

In a draft report published on 20 March 2012, the European Committee on Economic and Monetary Affairs proposes a (...)

ECON publishes draft report on MiFID II proposals

16 maart 2012

In a draft report published on 16 March 2012, the European Committee on Economic and Monetary Affairs expresses a (...)

ESMA publishes second part of its final advice on possible delegated acts for the Prospectus Directive

1 maart 2012

The amended Prospectus Directive was adopted in 2010. In a second technical advice to the European Commission on possible (...)

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